New Jersey Releases Fiduciary Rule for Broker-Dealers, Investment Advisers

Today, New Jersey released its long-awaited proposed fiduciary rule (the “Fiduciary Rule”) for broker-dealers and investment advisers.  The 60-day comment period for the Fiduciary Rule began today, and will end on June 14, 2019.

We are currently analyzing the Fiduciary Rule and will release a blog post about the rule later this week.  In the meantime, please feel free to contact us with any questions about the Fiduciary Rule or the regulation of broker-dealers and investment advisers generally.

By the Investment Management & Broker-Dealer Team at Kilpatrick Townsend & Stockton

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