Sort the Following Results By:

DateTitleKnowledge Type
01 November 2017
Morgan Stanley’s Withdrawal from the Broker Protocol Shocks Industry
Source: JD Supra
Articles
01 November 2017
In Re ProShares: Second Circuit Deprives Investors of Meaningful Disclosures
Source: Wake Forest Journal of Business and Intellectual Property Law
Articles
30 October 2017
Adviser Trading in Europe or Advising E.U. Clients Must Prepare for MiFID II
Source: JD Supra
Articles
25 August 2017
Second Circuit Clarifies its Post-Salman Position, Affirms Insider Trading Conviction
Source: JD Supra
Articles
14 July 2017
Broker-Dealers and Investment Advisers Exempted from CFPB’s Arbitration Agreement
Source: JD Supra
Articles
03 July 2017
Regulation 14C and the Effectiveness of a Non-Unanimous Shareholders' Written Consent
Source: Corporation, Section 2, Vol. LXXXVIII, No. 13
Articles
09 May 2017
SEC Amends Crowdfunding Rules
Source: JD Supra
Articles
09 May 2017
General Solicitations of Certain Regulation D “Private” Securities Offerings: SEC Affirms Zero-Tolerance Policy
Source: JD Supra
Articles
19 April 2017
SEC Issues Guidance to Robo-Adivsers
Source: JD Supra
Articles
05 April 2017
SEC Issues Custody Rule Guidance Legal Alerts

Securities

Experience Highlights

Multiple acquisitions and public offerings for Commercial Federal Corporation
Represented Commercial Federal Corporation in its acquisition of approximately 10 banks and in connection with four underwritten public offerings of more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $516.3 million public offering
Represented the underwriter, Sandler O'Neill + Partners L.P., in the $516.3 million initial public offering by Investors Bancorp, Inc. more
Trust preferred securities offering for New York Community Bancorp Inc.
Represented New York Community Bancorp Inc. in connection with its redemption of $80.0 of trust preferred securities and subsequent issuance of more
Public offering for Superior Essex Inc.
Represented Superior Essex Inc. in an $86 million secondary public offering of common stock. more

Contact Us