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DateTitleKnowledge Type
17 September 2010
 The Relationship Between the Board of Directors and Management in Shifting Economic and Regulatory Times Events
26 August 2010
 Considering Business Plan and Strategic Plan Issues - Where Do We Go From Here? Events
26 August 2010
 Nuts and Bolts - Top Ten Dodd-Frank Act Issues for Thrifts Events

Investment & Securities

Experience Highlights

Mutual fund and investment management disputes for large financial institution
Represented multi-billion dollar mutual fund family for a Fortune 500 financial institution in action alleging inappropriate investments in more
Merger of mutual funds company
Represented $100 million mutual fund family and registered investment adviser with merger. more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more

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