Whether it's a publicly-traded company or closely-held business, a registered investment company or a venture capital firm, investment management and securities clients depend on Kilpatrick Townsend to help them fulfill their legal and fiduciary responsibilities. Illegal securities practices are partly to blame for today's current economic crisis. Our professionals understand that making prudent, educated and ethical decisions on behalf of investors always make good business sense.

Representative Investment & Securities clients include:

  • Investment Advisers
  • Registered Investment Companies
  • Hedge Funds
  • Private Equity Funds
  • Venture Capital Firms

We serve these clients in areas specific to their needs, including the following:

  • Public and Private Securities Offerings
  • Venture Capital and Private Financing
  • Securities Regulatory Compliance
  • Proxy Solicitations
  • SEC Examinations and Investigations

Investment & Securities

Experience Highlights

Representing investment manager in structuring investment vehicles
Representing and advising a $1 billion investment manager in structuring privately-offered domestic and offshore investment vehicles. more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Mutual fund family representation
Providing counsel to the registered investment adviser of a multi-billion dollar real estate investment company and its index mutual fund family. more
Defense of an investment adviser in various investment-related suits
Represented an investment adviser against a securities custodian and broker-dealer arising out of the theft of customer funds in an action alleging a more

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