Served as defense counsel to a New York-based securities broker-dealer before a NASAA multi-state task force in negotiating a global settlement, ultimately implemented in all states, based on allegations of manipulation of the U. S. Treasury bond auctions resulting in the client's retention of its unrestricted license to conduct securities business in all 50 states.

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Right of publicity litigation for footwear maker
Represented footwear maker in defense of right of privacy/publicity claims by models whose images were used on packaging. more
Large community-owned utility matter
Represented one of the largest community-owned utility in the United States, in a matter involving defectively constructed runways more
Loan portfolio sales for Textron Financial Corporation
Represented Textron Financial Corporation, a diversified commercial finance company, in multiple sales of loan and lease portfolios and related more
Researched and drafted privacy statement for large-market investment banking institution
Advised large-market investment banking institution in connection with reviewing and revising privacy statement. more